P3D Pack 1 Phase 5C2A — Publication Authority Ref Probe Report

Date: 2026-05-11 Executor: Opus 4.7 Mode: READ-ONLY — zero mutation performed DB: VPS PostgreSQL (container=postgres, db=directus, schema=public) Prompt: knowledge/dev/laws/dieu44-trien-khai/prompts/p3d-pack1-phase5c2a-readonly-publication-authority-ref-probe-prompt.md rev2

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A. Schemas (information_schema)

A.1 dot_config

column	type	nullable
key	text	NO
value	text	NO
description	text	YES
updated_at	timestamptz	NO

A.2 tac_publication

column	type	nullable
id	uuid	NO
doc_code	text	NO
version	text	NO
publication_type	text	NO
name	text	NO
owner	text	NO
description	text	YES
lifecycle_status	text	NO
enacted_at	timestamptz	YES
council_score	numeric	YES
approved_by	text	YES
risk_tier	text	NO
publication_profile	jsonb	NO
created_at	timestamptz	NO
updated_at	timestamptz	NO

A.3 information_unit

column	type	nullable
id	uuid	NO
canonical_address	text	NO
unit_kind	text	NO
lifecycle_status	text	NO
content_anchor_ref	text	YES
version_anchor_ref	uuid	YES
owner_ref	text	NO
parent_or_container_ref	uuid	YES
conformance_status	text	NO
identity_profile	jsonb	NO
created_at	timestamptz	NO
updated_at	timestamptz	NO
created_by	text	NO
updated_by	text	NO
deleted_at	timestamptz	YES
sort_order	integer	YES
doc_code	text	YES
section_type	text	YES
section_code	text	YES

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B. Concept → column resolution

B.1 dot_config

Concept	Resolution	Column
config_key	RESOLVED	key
config_value	RESOLVED	value

B.2 tac_publication

Concept	Resolution	Column
tac_pub_pk	RESOLVED	id
tac_pub_doc_code	RESOLVED	doc_code
tac_pub_publication_type	RESOLVED	publication_type

B.3 tac_publication authority-like candidates (all candidate_not_approved)

Column	Match reason	Candidate label
owner	name contains owner → ownership	candidate_not_approved
approved_by	name contains approved_by → approval authority	candidate_not_approved
council_score	name contains council → governance body	candidate_not_approved

No columns matched patterns authority/auth, issuer/issued_by, enacted_by/enactor, committee.

B.4 information_unit

Concept	Resolution	Column
iu_pk	RESOLVED	id
iu_identity_profile	RESOLVED	identity_profile

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C. Vocab evidence (dot_config)

C.1 Q4 — vocab.publication_authority.%

0 rows. No publication_authority vocab exists.

C.2 Q5 — vocab.publication_type.% + vocab.publication_authority.%

vocab.publication_type.design_doc | design_doc
vocab.publication_type.law        | law

Only publication_type vocab present; no publication_authority keys.

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D. TAC publication evidence

D.1 Q6 — DIEU-35 row (authority-like columns highlighted)

Field	Value
id	27e48995-d6a1-4a44-8559-cab6a07fdbe0
doc_code	DIEU-35
version	v5.2
publication_type	law
owner	S178-FIX23
lifecycle_status	proposed
approved_by	(NULL)
council_score	(NULL)
risk_tier	highest
publication_profile	{unit_count:36, source_path:knowledge/dev/laws/dieu35-dot-governance-law.md, ...}

D.2 Q7 — All 3 TAC publications

doc_code	owner	approved_by	council_score	lifecycle_status
DIEU-35	S178-FIX23	NULL	NULL	proposed
DIEU-32	incomex_council	NULL	NULL	proposed
DIEU-28	INCOMEX	NULL	NULL	proposed

Observation: all three rows have NULL approved_by and NULL council_score. Only owner is populated, with heterogeneous values (operator-tag, council-name, org-name).

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E. Information unit identity_profile evidence

E.1 Q8 — Sample rows

ce937e73… {"title": "test/p3c4/pilot-...", "owner_lookup_ref": "agent:p3c4", "primary_section_type_ref": "section"}
60c0017d… {"title": "test/p3d1/pilot-...", "owner_lookup_ref": "agent:p3d1", "primary_section_type_ref": "section"}
3ffbbaa5… {"title": "Pilot IU Test 001", "owner_lookup_ref": "pilot.owner.iu0", "primary_section_type_ref": "section"}
b9aeb4af… {"title": "P2 Pilot Test", "owner_lookup_ref": "agent:p2-test", "primary_section_type_ref": "section"}
dd27532c… {"title": "P3-P1 Marker Test", "owner_lookup_ref": "agent:p3-p1-test", "primary_section_type_ref": "section"}

E.2 Q9 — All distinct identity_profile keys in use

owner_lookup_ref
primary_section_type_ref
title

publication_authority_ref key is NOT present in any existing IU row.

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F. Function source analysis (bounded flags only)

F.1 fn_iu_birth_gate_layer1 (Q10)

checks_authority_key_presence        = true
checks_authority_value_non_null      = true   (RAISE WARNING only — pilot mode, production will BLOCK)
validates_authority_against_vocab    = false
authority_vocab_pattern_used         = N/A

Source excerpt:

v_val := NEW.identity_profile->>'publication_authority_ref';
IF v_val IS NULL OR v_val = '' THEN
  RAISE WARNING 'Birth gate L1 PILOT-ONLY: P-pub1 missing — production sẽ BLOCK';
END IF;

No follow-up SELECT … dot_config WHERE key = 'vocab.publication_authority.' || v_val block (contrast with publication_type_ref which IS vocab-checked).

F.2 fn_iu_create (Q11)

sets_authority_ref_from_input        = false
sets_authority_ref_from_lookup       = false
requires_prebuilt_identity_profile   = false
authority_ref_source_if_set          = N/A

fn_iu_create constructs identity_profile internally from parameters p_title, p_owner_ref (or p_actor), p_section_type, and conditionally p_publication_type. There is no publication_authority parameter and no insertion of any publication_authority_ref key into identity_profile.

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G. Summary

• publication_authority vocab is absent from dot_config.
• tac_publication has 3 authority-like columns (owner, approved_by, council_score), all candidate_not_approved; approved_by and council_score are NULL across all 3 rows.
• No existing information_unit row has publication_authority_ref in identity_profile.
• fn_iu_birth_gate_layer1 reads the key but only emits WARNING (pilot mode); no vocab validation.
• fn_iu_create does not set the key at all — DIEU-35 pilot migration would need to supply it via another path.

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Status block

phase5c2a_probe_status=PASS
report_path=knowledge/dev/laws/dieu44-trien-khai/reports/p3d-pack1-phase5c2a-publication-authority-ref-probe-report.md
no_mutation_performed=true
concept_resolution_complete=true
publication_authority_vocab_exists=false
tac_pub_authority_like_columns=owner, approved_by, council_score
existing_iu_has_authority_ref_key=false
birth_gate_checks_authority_key_presence=true
birth_gate_validates_authority_against_vocab=false
fn_iu_create_sets_authority_ref=false
recommended_authority_ref_source=needs_seed
next_recommended_action=GPT/User decides authority ref source — likely needs_seed (vocab absent + fn_iu_create gap); alternative is to source from tac_publication.owner (candidate_not_approved)

Agent did NOT decide authority value. All TAC candidates labelled candidate_not_approved.

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Phase 5C2A Probe rev2 report | Read-only | 2026-05-11