P3D Pack 1 Phase 5C1 — Species/Mapping + QT-001 Backfill — Execution Report

Date: 2026-05-11 Executor: Claude Opus 4.7 (1M context) Prompt revision: rev5 (GPT-approved for dispatch) Prompt path: knowledge/dev/laws/dieu44-trien-khai/prompts/p3d-pack1-phase5c1-species-mapping-qt001-backfill-prompt-DRAFT.md Approval review: knowledge/dev/laws/dieu44-trien-khai/reviews/gpt-final-review-p3d-pack1-phase5c1-rev5-approved-dispatch-2026-05-11.md Execution log: /opt/incomex/logs/p3d-pack1-phase5c1-20260511T125646Z.log (VPS) DB: VPS PostgreSQL (postgres container, db=directus, schema=public) Mode: Production write pack — Phase 5C1 only

Final status

phase5c1_status                       = PASS
transaction_outcome                   = COMMITTED
schema_introspection                  = PASS
concept_resolution                    = PASS
fill_policy_validation                = PASS
pre_transaction_checks                = PASS
in_transaction_checks                 = PASS
advisory_lock_acquired                = true
advisory_lock_key                     = p3d_pack1_phase5c1_information_unit_species_mapping_backfill
step_species_created                  = COMMITTED
step_species_management_verified      = observed
step_mapping_seeded                   = COMMITTED
step_backfill_executed                = COMMITTED
precommit_target_count                = 12
backfill_affected_count               = 12
remaining_null_species                = 0
captured_species_id                   = 47
captured_mapping_id                   = 161
captured_backfill_ids                 = [87874, 93096, 94115, 94135, 94141, 101410, 106062, 106063, 106064, 106082, 113125, 113137]
committed_rollback_keys_persisted     = true
precommit_captures_persisted          = true
execution_log_path                    = /opt/incomex/logs/p3d-pack1-phase5c1-20260511T125646Z.log
execution_log_contains_committed_keys = true
kb_report_upload_status               = success
rollback_reference_available          = both
no_iu_uv_rows_created                 = true
no_tac_rows_modified                  = true
failed_gate_id                        = none
post_commit_verification              = PASS
phase5c2_unblocked                    = true

1. Pre-transaction phase

1.1 Schema introspection (§2.1)

All 4 target tables introspected: entity_species (18 cols), species_collection_map (13 cols), birth_registry (19 cols), collection_registry (29 cols). Live schema matches probe phase5c1a report exactly. → schema_introspection=PASS.

1.2 Concept resolution (§2.2)

All 22 concepts (12 entity_species + 4 species_collection_map + 5 birth_registry + 2 collection_registry) resolved against live information_schema.columns. 0 absent, 0 ambiguous. → concept_resolution=PASS.

1.3 Fill-policy validation (§2.3)

NOT NULL no-default columns covered:

entity_species: code, species_code, display_name, composition_level — all 4 supplied in §4.2 INSERT.
species_collection_map: species_code, collection_name — both supplied in §4.4 INSERT.

management_mode (NOT NULL, default 'governed') explicitly overridden to 'observed'. status / depth / _dot_origin / kg_metadata omitted as per GPT lock; DB defaults apply ('active' / 1 / 'DIRECTUS' / '{}').

→ fill_policy_validation=PASS.

1.4 Resolved defaults (§2.4)

status_default     = 'active'
depth_default      = 1
mgmt_mode_default  = 'governed'    ← MUST NOT equal post-insert management value
is_primary_default = true

1.5 Pre-transaction G0 gates (§2.5)

Gate	Query	Result	Status
G0-1	`entity_species.code='SPE-IUA'` count	0	PASS
G0-2	`entity_species.species_code='information_unit_atom'` count	0	PASS
G0-3	`species_collection_map.collection_name='information_unit'` count	0	PASS
G0-4	`collection_registry.collection_name='information_unit'` count	1	PASS
G0-5	`collection_registry.governance_role` for information_unit	`observed`	PASS

1.6 Backfill target capture (§3.1)

precommit_target_count = 12
captured_birth_ids     = [87874, 93096, 94115, 94135, 94141, 101410, 106062, 106063, 106064, 106082, 113125, 113137]

Full entity_code mapping persisted in VPS execution log. Marker: PRECOMMIT — diagnostic only had transaction rolled back.

2. Transaction (§4 — single BEGIN/COMMIT)

2.1 Advisory lock (§4.0)

key            = p3d_pack1_phase5c1_information_unit_species_mapping_backfill
function       = pg_try_advisory_xact_lock(hashtext(key))
lock_acquired  = true

2.2 In-transaction rechecks (§4.1)

T-G1 entity_species count(code='SPE-IUA')                                    = 0   PASS
T-G2 entity_species count(species_code='information_unit_atom')              = 0   PASS
T-G3 species_collection_map count(collection_name='information_unit')         = 0   PASS
T-G4 birth_registry NULL species for information_unit                         = 12  PASS (matches precommit)

2.3 §4.2 INSERT species

Locked column/value set (no defaults overridden besides management_mode):

column	value
code	`SPE-IUA`
species_code	`information_unit_atom`
display_name	`Đơn vị Thông tin`
composition_level	`atom`
management_mode	`observed`
_dot_origin	`DOT:QT-005-P3D-PACK1-5C1`
prefix	`IUA`
description	`Loài cho collection information_unit dưới chiến lược D3 hybrid; IU là atomic text unit, hierarchy lưu metadata/edges hậu pilot.`

RETURNING id → captured_species_id = 47.

2.4 §4.3 Species verify

identifier  = 'information_unit_atom'         PASS
entity_code = 'SPE-IUA'                       PASS
management  = 'observed' (NOT 'governed')     PASS (anti-trap explicit check)
composition = 'atom'                          PASS
status      = 'active'   (= status_default)   PASS
depth       = 1          (= depth_default)    PASS
parent_id   IS NULL                           PASS

2.5 §4.4 INSERT mapping

INSERT INTO species_collection_map (species_code, collection_name)
VALUES ('information_unit_atom', 'information_unit')
RETURNING id  →  captured_mapping_id = 161

2.6 §4.5 Mapping verify

species_code    = 'information_unit_atom'      PASS
collection_name = 'information_unit'           PASS
is_primary      = true (= is_primary_default)  PASS

2.7 §4.6 Backfill (captured keys only)

UPDATE birth_registry
   SET species_code = 'information_unit_atom',
       composition_level = 'atom'
 WHERE id = ANY (captured_birth_ids);

affected_count = 12  (matches precommit_target_count)  PASS

2.8 §4.7 Backfill verify (per row)

All 12 rows materialized species_code='information_unit_atom' and composition_level='atom'. 0 deviations.

2.9 §4.8 Zero NULL remaining

count(*) FROM birth_registry
 WHERE collection_name='information_unit' AND species_code IS NULL  =  0  PASS

2.10 §4.9 COMMIT

COMMIT  OK

3. Post-commit verification (§6 — fresh session)

Check	Query	Expected	Actual	Status
FV-1	`entity_species.species_code='information_unit_atom'` count	1	1	PASS
FV-2	`species_collection_map.collection_name='information_unit' AND is_primary=true` count	1	1	PASS
FV-3	`birth_registry.collection_name='information_unit' AND species_code IS NULL` count	0	0	PASS
FV-4	`birth_registry.collection_name='information_unit' AND species_code='information_unit_atom'` count	12	12	PASS

Persisted species row snapshot:

id=47 | code=SPE-IUA | species_code=information_unit_atom | display_name=Đơn vị Thông tin
composition_level=atom | management_mode=observed | status=active | depth=1
parent_id=NULL | prefix=IUA | _dot_origin=DOT:QT-005-P3D-PACK1-5C1 | kg_metadata={}
has_description=true

4. Committed rollback keys (§5)

species_id         = 47
mapping_id         = 161
backfill_birth_ids = [87874, 93096, 94115, 94135, 94141, 101410, 106062, 106063, 106064, 106082, 113125, 113137]
backfill_count     = 12

Persisted to:

VPS execution log: /opt/incomex/logs/p3d-pack1-phase5c1-20260511T125646Z.log (section [KEYS]).
This KB report (§4).

→ rollback_reference_available = both.

4.1 §8.B Post-commit rollback procedure (do not run unless GPT/User explicitly orders)

BEGIN;
UPDATE birth_registry
   SET species_code = NULL, composition_level = NULL
 WHERE id = ANY (ARRAY[87874,93096,94115,94135,94141,101410,
                       106062,106063,106064,106082,113125,113137]);
DELETE FROM species_collection_map WHERE id = 161;
DELETE FROM entity_species         WHERE id = 47;
COMMIT;

Post-rollback verifications (§8.C) to run after if executed:

PRV-1  entity_species WHERE species_code='information_unit_atom'              → 0
PRV-2  species_collection_map WHERE collection_name='information_unit'        → 0
PRV-3  birth_registry WHERE collection_name='information_unit' AND species_code='information_unit_atom' → 0

5. Hard-boundary attestation (§9)

no_tac_migration_performed       = true
no_iu_uv_rows_created            = true
no_dieu35_change                 = true
no_unit_version_mapping_touched  = true
no_ddl_executed                  = true
no_function_or_trigger_patched   = true
no_directus_or_nuxt_changes      = true
no_qdrant_changes                = true
no_nested_agent_dispatched       = true
no_retry_after_failed_gate       = true (no gate failed)
no_improvisation                 = true

6. Law / rule binding (§10)

Điều 0-G, Điều 29, QT-001, QT-005, §0-AU, §FIX_GỐC

7. Next recommended action

Proceed to Phase 5C2 review/design with GPT. Phase 5C1 unblocked it (phase5c2_unblocked = true). No further Phase 5C1 work needed.

Phase 5C1 rev5 EXECUTION REPORT | COMMITTED | PASS | 2026-05-11