KB-3C6F
RS5B-01 — Source Register and Current-State Reconstruction — 2026-06-21
11 min read Revision 1
rs5bg2source-registerstate-reconstructionlive-readfail-closed2026-06-21
RS5B-01 — Source Register and Current-State Reconstruction — 2026-06-21
Macro: RS5B · Deliverable: 01 of 9 · design-only.
Method: (a) direct AgentData KB full reads (batch_read full=true, truncated=false); (b) my own read-only query_pg against DB directus (read-only role, READ ONLY txn, statement_timeout 5s, hard LIMIT 500). 0 writes · 0 DDL/DML · 0 Directus mutation. Read-only SELECT is non-mutating (OR v7.58 §7) and is the same method RS5A-02 used.
Posture (per user directive): this macro does not trust prior reports as proof. Every controlling current-state fact below was independently re-derived LIVE this macro; where a fact only converges with a prior governed report I label it as such and do not upgrade it to LIVE.
1. KB source register (direct reads, this macro)
| # | source path | rev | read | what it proves for RS5B |
|---|---|---|---|---|
| S1 | reports/codex/codex-review-rs5a-patch4-total-quorum-precedence-and-g02-domain-2026-06-21.md |
1 | full, truncated=false | controlling gate: ACCEPT_RS5A_PATCH4, REGISTRATION_HOLD, REGISTRATION_CAN_PROCEED=NO; single next step = RS5B non-mutating; RS5B must solve bootstrap + be separately authorized before any write; non-blocking caveat = nine fixtures CQ01–CQ09 (not eight) |
| S2 | reports/macro-rs5a-g2-owner-of-record-decision-2026-06-21.md |
1 | full | RS5A is a decision dossier, not execution; 0 mutations; Owner = accountable head bound by active ownership row |
| S3 | reports/rs5a/02-current-authority-state-fresh-reconstruction-2026-06-21.md |
1 | full | governed LIVE authority state (ownership=0; 6 scopes; quorum bodies read; president via ILIKE '%president%'; assign_governance_owner unimplemented + apply-time block) |
| S4 | reports/rs5a/03-owner-of-record-concept-model-2026-06-21.md |
1 | full | Owner-of-record rejection table (operator/caller/Directus/free-text/requester/validator/registrar ≠ Owner) |
| S5 | reports/rs5a/04-object-scope-taxonomy-and-boundaries-2026-06-21.md |
1 | full | registrar object scopes as separable LEGO; MUST_NOT_IMPLICIT_INHERIT |
| S6 | reports/rs5a/08-quorum-and-approval-proof-obligations-2026-06-21.md |
1 | full | quorum necessary-not-sufficient (Q1–Q9); effect/identity binding gaps |
| S7 | reports/rs5a/09-negative-authority-test-suite-80-cases-2026-06-21.md (path correction: prompt cited 09-negative-tests-and-fail-closed-oracles; actual slug is 09-negative-authority-test-suite-80-cases) |
1 | full | 84 defined-not-executed negative cases (A–I); fail-open guards |
| S8 | reports/rs5a/10-owner-decision-options-and-recommendation-2026-06-21.md |
1 | full | Options A/B/C; Option B (split by scope cluster) recommended; carried HOLD sub-findings |
| S9 | reports/rs5a/11-lego-boundary-and-non-mega-coupling-check-2026-06-21.md |
1 | full | LEGO_BOUNDARY_HELD; no mega-registry/graph/birth/owner |
| S10 | reports/rs5a-patch1/02-hard-prerequisite-graph-before-register-dot-2026-06-21.md |
1 | full | 4-phase P0→P1(RS5B)→P2→P3; 11 hard runtime prerequisites; design-after-decision ≠ exist-after-runtime |
| S11 | reports/rs5a-patch1/03-bootstrap-authority-and-next-step-correction-2026-06-21.md |
1 | full | the bootstrap circularity; markers BOOTSTRAP_AUTHORITY_UNRESOLVED, OWNER_MINT_PATH_FAIL_CLOSED, G2_EXECUTION_REQUIRES_SEPARATE_AUTHORIZATION; acceptance-of-design ≠ authorization-to-execute |
| S12 | reports/rs5a-patch1/04-gov-council-approval-quorum-edge-2026-06-21.md |
1 | full | 10th scope DOT_APPROVAL_QUORUM_AUTHORITY (GOV-COUNCIL only; approval authority only; no broad-approval inheritance) |
| S13 | reports/rs5a-patch1/05-governed-registrar-replacement-handler-clarification-2026-06-21.md |
1 | full | handler = DOT_REGISTER_GOVERNED_REPLACEMENT (replace-not-wrap; no reuse of unsafe mass-scan path) |
| S14 | reports/rs5a-patch2/02-scope-taxonomy-final-classification-2026-06-21.md |
1 | full | authoritative 10 scopes = 8 hard pre-runtime + 1 approval/quorum + 1 post-registration-capable activation; replay & audit are hard pre-runtime (not deferrable) |
| S15 | reports/rs5a-patch2/03-gov-council-canonical-principal-and-quorum-identity-contract-2026-06-21.md |
1 | full | canonical-principal identity contract; CANONICAL_PRINCIPAL_SURFACE_REQUIRED_NOT_PRESENT; 9 quorum-identity reject codes |
| S16 | reports/rs5a-patch4/04-g02-partition-domain-and-no-durable-decision-caveat-2026-06-21.md |
1 | full | G02 partition restricted to domain D; NO_PRIOR_DURABLE_DECISION_STATE_UNSPECIFIED (design-only label, must not become fail-open) |
| S17 | reports/rs5a-patch4/05-rs5a-patch4-decision-packet-2026-06-21.md |
1 | full | carried blockers; total Q-order; 84 parent / 86 executable; nine fixtures |
| S18 | laws/constitution.md |
44 | full | supreme law v4.6.3; Chairman (Chủ tịch) is the promulgating authority; NT9 "not-sure=wrong→STOP"; NT15 design-before-execution; "AI proposes, does not self-promulgate" (Điều 39 golden principle) |
| S19 | laws/dieu32-approval-law.md |
2 | full | Điều 32 v1.1: §4.2 high=≥1 president+≥2 ai_council+0 reject; §4.3 no self-approve; §7 unimplemented handlers blocked at DB gate AND runtime; §2.1 DOT-only, no manual SQL/curl bypass |
| S20 | ssot/operating-rules.md |
51 | full | OR v7.58: read-only inventory rule (§7); out-of-scope blocker→STOP, no workaround (§8); AP-CLOSE report to KB |
No local prose, no Claude memory, and no user summary was used as proof. Memory was used only to locate paths; every fact is re-read from KB above or re-derived LIVE below.
2. LIVE re-verification (my own read-only query_pg, this macro)
These queries were run this macro against DB directus. They are first-class LIVE evidence, independent of any prior report.
| Q | SQL (abridged) | LIVE result | confirms |
|---|---|---|---|
| L1 | count(*) over 6 governance tables |
ownership 0, scope 6, registry 9, action_types 14, approval_requests 230, apr_approvals 42 | ownership empty; surfaces present-but-content-absent |
| L2 | SELECT scope_code FROM governance_responsibility_scope |
approval, audit, execution, health, policy, render |
no DOT_REGISTRATION_AUTHORITY / DOT_APPROVAL_QUORUM_AUTHORITY / any registrar scope |
| L3 | SELECT action_code,risk_level,handler_ref FROM apr_action_types |
14 rows; no register_dot; assign_governance_owner = high / unimplemented (also register_axis, register_topic_node, delegate_authority, grant_governance_exception, assign_axis_owner, amend_law, enact_nrm, activate_event_type, authorize_build_step = high/unimplemented) |
REGISTER_DOT_ACTION_REQUIRED_NOT_PRESENT; OWNER_MINT_PATH_FAIL_CLOSED |
| L4 | information_schema.columns on approval_requests matching effect/artifact/hash/canonical/principal |
0 rows | approval schema has no effect/artifact/principal binding column |
| L5 | SELECT code,gov_type,status FROM governance_registry ORDER BY status,code |
GOV-COUNCIL/GOV-DOT/GOV-KG-SYS/GOV-NRM-SYS/GOV-SIV = active; GOV-MOIT/MOT/MOUT/MOW = draft | candidate-head surface exists (GOV-DOT/GOV-SIV/GOV-COUNCIL active); no head is bound (ownership=0 from L1) |
3. Required current-state facts — reconstruction with evidence tier
Per RS5B §3.2. Tier LIVE = re-derived this macro; GOVERNED = proven by a governed KB source (rev 1) but not re-run this macro; LAW = grounded in promulgated law.
| # | required fact | status | tier | evidence |
|---|---|---|---|---|
| F1 | governance_object_ownership = 0 |
PROVEN | LIVE + GOVERNED | L1; S3 §1 |
| F2 | no registration-authority scope in governance_responsibility_scope |
PROVEN | LIVE + GOVERNED | L2; S3 §2, S14 §5 |
| F3 | assign_governance_owner = high-risk, handler_ref='unimplemented' |
PROVEN | LIVE + GOVERNED + LAW | L3; S3 §4; Điều 32 §7 (S19) |
| F4 | approval schema lacks effect/artifact binding | PROVEN | LIVE + GOVERNED | L4 (0 columns); S3 §5, S6 Q3 |
| F5 | quorum identity surface is absent (president via text match; no canonical principal) | PROVEN | GOVERNED + LAW | S3 §6 (approver ILIKE '%president%'), S15 §5; Điều 32 §4.2 (S19). FUNCTION_BODY_NOT_RE_DERIVED_THIS_MACRO — I did not re-run pg_get_functiondef; the body claim is carried from S3/S6 (rev 1) and grounded by law, not re-derived LIVE this macro |
| F6 | DOT_APPROVAL_QUORUM_AUTHORITY is design-only / REQUIRED_NOT_PRESENT |
PROVEN | LIVE + GOVERNED | L2 (absent from live scopes); S12, S14 §2B, S15 §5 |
| F7 | CANONICAL_PRINCIPAL_SURFACE_REQUIRED_NOT_PRESENT |
PROVEN | GOVERNED | S15 §5 (no canonical principal registry / role-slot binding / membership-of-record) |
| F8 | BOOTSTRAP_AUTHORITY_UNRESOLVED |
PROVEN | GOVERNED + LAW | S11 §3; entailed by F1∧F3 + Điều 32 §7 |
| F9 | OWNER_MINT_PATH_FAIL_CLOSED |
PROVEN | LIVE + GOVERNED + LAW | L3 (assign_governance_owner unimplemented); S3 §7; Điều 32 §7 (DB-gate block) |
| F10 | REGISTRATION_HOLD active, REGISTRATION_CAN_PROCEED=NO |
PROVEN | GOVERNED | S1 §10 / §13 |
All ten required facts are PROVEN. No required fact falls to NEEDS_SOURCE_CONFIRMATION. The only honesty flag is F5 FUNCTION_BODY_NOT_RE_DERIVED_THIS_MACRO: the content-binding statements about quorum_passed / fn_apr_quorum_check / fn_apr_block_unimplemented_handler bodies are carried from the governed RS5A-02/08 reads and grounded in Điều 32, not re-extracted as function bodies this macro. This does not affect any RS5B conclusion (every conclusion is fail-closed regardless of the body detail), and re-deriving the bodies is recorded as an optional preflight step in RS5B-04.
4. What the reconstruction establishes for RS5B
- The authority infrastructure exists and is largely fail-closed; the authority content is absent. Ownership table empty (F1); mint action blocked (F3, F9); registration scope/action/approval-binding/principal-surface all
REQUIRED_NOT_PRESENT(F2, F4, F6, F7). - A candidate-head surface exists (L5: GOV-DOT/GOV-SIV/GOV-COUNCIL active) but no head is bound — a candidate code is not an Owner until an active
accountableownership row binds it (S4). - The only legitimate source of first-owner authority sits above the empty ownership table — the Constitution + Chairman (S18), because nothing inside the substrate can non-circularly authorize the first head (F1∧F3∧F9). This is developed in RS5B-02.
- REGISTRATION_HOLD is retained (F10). RS5B writes nothing.
Status: STATE_RECONSTRUCTED_LIVE — controlling facts independently re-verified this macro; 0 mutations; no fact invented; one honesty flag (F5) recorded.